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Compliance That Makes Sense

Aug 30, 2021

The well-established nature and high price points of large consulting firms have led to the common assumption that they are the best choice for FinTech companies looking for support with their license applications. Big 4 firms do have a role to play, but in today’s show I explain why this role is different than you...


Aug 23, 2021

Most founders would rather be seen as an inspirational, positive figure in their organization, and not as the person who has to constantly push back against their compliance team. If you are one of those founders who feels as if they are always playing the bad cop, this episode is for you! In today’s show I share my...


Aug 16, 2021

The pan-governmental regulatory body, The Basel Committee, recently released a draft document which contains a proposal that is sure to change the cryptocurrency landscape. In this episode, I explain what the proposed regulation means for banks who are holding cryptocurrencies, and the opportunities that this brings...


Aug 9, 2021

Over the past few years, there has been an increase in the amount of money that companies are spending on compliance, but this is not having its desired effect; there are just as many, if not more, compliance issues occurring. In today’s episode I explain why the old top-down certification-based approach to compliance...


Aug 2, 2021

I have been part of dozens of FinTech projects over the last three years and they were all successful, which is why  I felt that for today’s episode it would be helpful to share with you where and why FinTech start-up founders can be unsuccessful with their license applications. From positioning, to mindset,...