Sep 13, 2021
So many FinTech start-ups struggle with compliance, and I have had many people ask me how they can get their compliance in order. I have dedicated today’s episode to answering that question so listen in as I explain the three key components which make up a FinTech compliance structure that is likely to lead to success: pragmatic risk taking, efficient processes, and good documentation and policies.
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Today's episode:
[00:38] A reminder about our giveaway!
[01:34] What sparked my decision to discuss today’s topic.
[03:07] The three key components which make up a good compliance structure.
[03:41] How these three key components interact.
[05:24] I explain what can go wrong when you are missing the documentation component of your compliance structure, using Binance as an example.
[07:55] Problems that commonly occur when efficient processes have not been put in place.
[10:23] Why I refer to the disconnect between what companies say and what they do as window dressing.
[10:54] A real world example of window dressing.
[12:06] Challenges that you will run into if you do not engage in pragmatic risk taking.
[14:31] An overview of the importance of the three components I have talked about in today’s episode.
Giveaway:
To celebrate 1 year anniversary of this podcast, I will be hosting a giveaway for my listeners. We winners will get free access to one of my workshops (you choose which one)!
Here’s how to participate:
Here’s where you can look at my full workshops list: https://competitivecompliance.co/trainings-calendar/
The winners will be contacted by email by September 22nd, and they should reply within 48 hours. I would need your email, name and the name of the workshop you choose to grant you access rights!
It’s been incredible to me how much this niche podcast has grown over the past year. Whether you’re a long-time listener or have only discovered it recently, I want to thank you from the bottom of my heart; your continued support truly means a lot to me and I wouldn’t be able to do this without all of you!
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